Appeals Attorney in New York, New York

What is your approach to appellate work?

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Appellate work shares many similarities with trial work at the trial court level, but there are significant differences. For the party appealing, known as the appellant, the goal is to convince the court of appeals that the trial court or jury made an error significant enough to warrant a reversal or change. If representing the winning party from the trial, the objective is to persuade the court of appeals that the lower court’s decision was correct and should remain undisturbed.

Understanding the specific standards for the type of appeal being pursued is crucial. While the technical details may vary, keeping these standards in mind is essential when crafting an argument.

In brief writing, it’s important to thoroughly review the trial record, knowing every detail, to identify issues that have substantial merit. The focus should be on arguments that are compelling and have the potential to persuade the court of appeals, rather than on peripheral issues that are unlikely to sway the decision. If representing the appellee (the winning party at trial), the aim is to demonstrate that nothing in the record justifies a reversal or modification of the trial court’s decision.

The brief must be clear, logical, persuasive, and well-supported. Every statement of law should be backed by relevant case law, and any quotations from the record should be accurate and representative, avoiding any mischaracterization. This reliability enhances the brief’s credibility with the appellate clerks who review it.

Regarding oral argument, a memorable example comes from a dinner conversation with Justice Scalia, who emphasized the importance of oral argument. He noted that a great oral argument stems from a lawyer’s deep understanding of the case and the issues, knowing what matters and what is best left unargued. This approach allows the lawyer to focus on the strongest points, avoiding the temptation to raise every possible issue, which can dilute the impact of the argument.

During oral arguments, a “hot bench”—judges or justices actively asking questions—should be viewed as an opportunity rather than a challenge. The questions reveal the judges’ concerns, providing a chance to address these directly and potentially change or reinforce their viewpoints. It’s crucial to be clear, concise, and responsive to these questions.

Time management is another critical aspect. Appellate arguments typically have strict time limits, such as 30 minutes in the U.S. Supreme Court and often as little as 15 minutes in other federal and state appellate courts. Lawyers must be mindful of these limits, ensuring that every point made is significant.

Unexpected questions can arise, requiring flexibility. For instance, in a trademark appeal case, a judge’s first question revealed a lack of understanding about a fundamental aspect of trademarks. The lawyer had to quickly adjust, allocating part of the limited time to clarify the basic concept before returning to the case-specific arguments.

Overall, success in appellate advocacy demands emotional and intellectual flexibility. Lawyers should prepare their notes in a way that allows them to pivot smoothly between points in response to the flow of the argument, rather than relying on a rigid script. This adaptability is key to effectively handling the dynamic nature of appellate hearings.

New York, NY commercial litigation attorney Philip J. Kessler discusses his approach to appellate work. He remarks that appellate work shares many similarities with trial-level litigation, but it also involves distinct challenges and objectives. For the appealing party, known as the appellant, the goal is to convince the court of appeals that the trial court or jury made a significant error warranting reversal or modification of the decision. Conversely, when representing the appellee—the party who prevailed at trial—the objective is to demonstrate that the lower court’s ruling was correct and should remain undisturbed.

A deep understanding of the specific standards governing the type of appeal is essential. These standards guide the formulation of persuasive arguments and the identification of meritorious issues. In preparing appellate briefs, reviewing the trial record meticulously is critical. Only arguments with substantial legal and factual support should be emphasized, while peripheral issues that are unlikely to influence the court are avoided. For appellees, the brief must clearly show that no aspect of the record justifies a reversal or modification.

Effective briefs are clear, logical, and persuasive. Legal assertions must be backed by relevant case law, and quotations from the record must be accurate and representative. Mischaracterizing the record undermines credibility, whereas precision and reliability strengthen the brief in the eyes of appellate clerks and judges.

Oral argument is another vital component. The speaker recalls a conversation with Justice Scalia, who emphasized that effective oral argument stems from a lawyer’s comprehensive understanding of the case and the ability to discern which points to emphasize and which to omit. Overloading an argument with every conceivable issue can dilute its impact.

Judges’ questions during oral argument, often referred to as a “hot bench,” should be seen as an opportunity. These questions reveal the court’s concerns and provide a chance to clarify or reinforce critical points. Clarity, conciseness, and direct responsiveness are essential in these exchanges.

Time management is also critical, as appellate arguments typically have strict limits—30 minutes in the U.S. Supreme Court and often as little as 15 minutes in other federal or state appellate courts. Lawyers must prioritize points carefully, ensuring that each statement advances the argument. Flexibility is necessary to respond to unexpected questions. For example, in a trademark appeal, a judge’s initial question revealed a fundamental misunderstanding of the law, requiring the lawyer to quickly clarify the concept before returning to the case-specific argument.

Ultimately, success in appellate advocacy demands both intellectual rigor and adaptability. Lawyers must prepare notes that allow for smooth transitions between points in response to the flow of questioning, rather than relying on a rigid script. This flexibility is key to navigating the dynamic nature of appellate hearings effectively.

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