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My philosophy is very simple and focused. It is client centric. My job
when retained is to navigate my client through a very complex highstakes
regulatory process to reach the best resolution possible.
That includes no charges being brought or could include or may result in
settlement when the circumstances dictate. In that situation, my job is to
secure the best possible settlement under the best possible terms. So I am a problem solver at the end of the day
with the requirement that I utilize my knowledge and experience to get the best result for the client given the circumstances.
My background consists of starting at a big law law firm Greenberg Troy right out of law school where I did securities
defense work. Thereafter, I joined the Securities and Exchange Commission in its uh enforcement division as senior
counsel. I also spent a year on loan from the SEC to the Department of Justice and was sworn in as a special
assistant United States attorney to criminally prosecute securities fraud cases, thus providing me a unique
insight on how the Department of Justice investigates and prosecutes criminal securities fraud.
Thereafter I was with a small boutique firm where I started to do SEC defense work and for the last over 25 years have
been representing individuals and companies in SEC investigations.
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Fort Lauderdale, FL SEC defense attorney David R. Chase talks about the philosophy that guides his work and his background and experience. He describes his philosophy as simple, focused, and client-centered. He explains that when he is retained, his role is to guide clients through complex, high-stakes regulatory matters and work toward the best possible resolution under the circumstances. That may mean achieving a result where no charges are brought or, when appropriate, negotiating a settlement and securing the most favorable terms possible. He considers himself a problem solver who draws on his knowledge and experience to achieve the best outcome available for each client based on the circumstances of the case.
He notes that his legal background began at the large law firm Greenberg Traurig, where he worked in securities defense immediately after law school. He then joined the Securities and Exchange Commission’s Division of Enforcement as Senior Counsel, gaining firsthand experience on the government side of securities enforcement. During his time at the SEC, he also spent a year on loan to the Department of Justice, where he was sworn in as a Special Assistant United States Attorney and prosecuted criminal securities fraud cases, giving him unique insight into how the DOJ investigates and prosecutes securities fraud.
He later joined a small boutique law firm, where he returned to SEC defense work. He has now spent more than 25 years representing individuals and companies in SEC investigations, using his experience on both the regulatory and criminal enforcement sides to guide clients through complex securities matters.He describes his philosophy as simple, focused, and client-centered. He explains that when he is retained, his role is to guide clients through complex, high-stakes regulatory matters and work toward the best possible resolution under the circumstances. That may mean achieving a result where no charges are brought or, when appropriate, negotiating a settlement and securing the most favorable terms possible. He considers himself a problem solver who draws on his knowledge and experience to achieve the best outcome available for each client based on the circumstances of the case.
He notes that his legal background began at the large law firm Greenberg Traurig, where he worked in securities defense immediately after law school. He then joined the Securities and Exchange Commission’s Division of Enforcement as Senior Counsel, gaining firsthand experience on the government side of securities enforcement. During his time at the SEC, he also spent a year on loan to the Department of Justice, where he was sworn in as a Special Assistant United States Attorney and prosecuted criminal securities fraud cases, giving him unique insight into how the DOJ investigates and prosecutes securities fraud.
He later joined a small boutique law firm, where he returned to SEC defense work. He has now spent more than 25 years representing individuals and companies in SEC investigations, using his experience on both the regulatory and criminal enforcement sides to guide clients through complex securities matters.
