0:04
well most of my cases I end up defending
0:07
or representing broker dealers so
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financial advisors or uh fund managers
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work for a broker dealer or a fund I
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work for the fund themselves I defend
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funds and broker dealers when employees
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leave similar issues to non-competes and
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nons solicitations but I’ve defended
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broker dealers when they’ve been accused
0:30
of what’s called rating corporate rating
0:32
taking an entire department and shifting
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to another big broker dealer the way
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that these big outfits grow is by
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acquiring a number of groups or teams
0:46
within another broker dealer and
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sometimes you know as you can understand
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broker dealers don’t love that when an
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entire group leaves with a number of
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assets under
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management