Securities Litigation Attorney in New York, New York

What types of evidence are typically collected during a FINRA or SEC investigation?

Email This Lawyer

(212) 943-1233

See All This Lawyer's Videos

Visit Lawyer's Website

What are typical claims in a FINRA arbitration?

What evidence is necessary to prove a failure to supervise claim?

Is it possible to recover punitive damages for breach of fiduciary duty or breach of contract?

What role do you play in internal investigations in the securities industry?