New York, NY securities attorney Jenice L. Malecki talks about Regulation BI suitability violations. She emphasizes that Regulation Best Interest, like many areas of law, involves complex legal language that can be difficult for non-lawyers to navigate. It is critically important to retain experienced securities counsel to guide you through the potential pitfalls when raising a complaint with a brokerage firm. Many investors assume that simply expressing dissatisfaction will prompt the firm to act in their favor, but in reality, the firm may use pre-litigation correspondence to elicit admissions or delay the case. Early legal guidance ensures that your communications are strategic and protective of your rights.