New York, NY securities attorney Jenice L. Malecki talks about the obligations of a broker to obtain a client’s authorization before making trades on their behalf. She highlights that a broker must communicate with an investor on the same day a transaction is initiated, ensuring timeliness and transparency. Brokers and traders are not permitted to execute trades without the investor’s explicit authorization regarding the investment amount. It is essential that investors are fully informed and understand the trades being made on their behalf.