New York, NY securities attorney Jenice L. Malecki shares about her firm Malecki Law. She states that what distinguishes Malecki Law from other securities industry law firms is its comprehensive approach to representation. The firm represents not only public investors and industry professionals but also ordinary individuals who receive subpoenas from the SEC—because anyone can be subject to such inquiries—as well as whistleblowers. While many firms focus on a single type of client, Malecki Law operates as a true securities boutique, handling a diverse range of matters with depth and expertise.

Located just one block from Wall Street, the firm has maintained the same presence for over 20 years, and its principal has over 30 years of experience working in the Wall Street area. This longevity and proximity to the financial district provide clients with both insight and credibility in complex securities matters.

Malecki Law’s dual representation strategy provides a unique advantage. For public investors, the firm primarily handles FINRA and AAA arbitrations against broker-dealers, often for failures to supervise. There is a well-known adage that brokerage firms often treat their employees worse than their clients, and Malecki Law leverages this knowledge in representing financial professionals. These professionals may require counsel for internal broker-dealer investigations, SEC or FINRA inquiries, employment disputes, and transitions between broker-dealers. Such matters are complicated due to the intricate regulations of the securities industry. By representing both sides of the industry and regularly engaging with regulators, the firm understands the vulnerabilities of brokerage firms and can offer informed, strategic advocacy.

Malecki Law does not operate on a volume-based model or chase quick settlements. Each case is approached with careful attention, ensuring that only high-quality matters are accepted. Taking a case with Malecki Law reflects the firm’s confidence in its merit.

The firm handles a wide and dynamic array of cases, keeping its team at the forefront of the industry. Its practice spans federal and state commercial and securities litigation, representing investors in FINRA and AAA arbitrations, advising industry professionals during internal and regulatory investigations, and assisting individuals navigating SEC, FINRA, or state securities inquiries. These engagements may involve parallel civil and criminal proceedings, requiring sophisticated, multifaceted strategies. Malecki Law’s breadth of experience allows it to provide comprehensive guidance to a diverse client base, from industry insiders to everyday citizens.