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Well, for investors it could be any number of things. It could be the sale of unsuitable investments. The investor was looking for something that was more safe and secure or something for retirement and what they got was actually something that was very high risk that would be one type of case. Another type of case would be a churning case. Churning means that the broker was trading the account with the intent of making money for himself through commissions and without regard for the customer’s best interest. So those are the type of cases that we would typically see and pursue in a securities arbitration.
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Minneapolis, MN investor advocacy attorney F. Chet Taylor talks about the different types of cases he usually handles for investors.