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There are and I used to represent an even number of investment firms and brokers and customers on the other hand now I’m only representing customers. I will represent individual stockbrokers and investment advisors in disputes with their own investment firms. For example, sometimes if brokers are terminated improperly they may be defamed by their investment firm I will represent brokers and advisors in those situations against their employers. Now I’m not going to represent individual advisors and brokers in disputes with their customers because I’m squarely on the side of customers.
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Minneapolis, MN investor advocacy attorney F. Chet Taylor talks about if he’s ever represented stockbrokers or investment advisors.